Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spire Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Feisal Ahmed Khan Malik | 2115832 | 3 | 10/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Lord | 6773236 | 1 | 03/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 23 | 06/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Charles Protigal | 2187244 | 9 | 02/07/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |