Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spire Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Erik Aabel | 1493667 | 23 | 09/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Crawford Springer | 1263773 | 2 | 09/12/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Allen Didonna | 1651306 | 3 | 06/21/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 23 | 06/21/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Liliana Niloufar Molina | 2533723 | 1 | 06/21/2022 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 23 | 02/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas B Putnam | 5642801 | 1 | 12/14/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Thomas Vandy | 4476750 | 2 | 07/21/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Allen Didonna | 1651306 | 3 | 06/29/2021 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 23 | 06/29/2021 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |