Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capitol Securities Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Gerald Stein | 869186 | 6 | 02/11/2004 | Customer Dispute | Withdrawn | $130,000.00 | $0.00 | See FINRA Report |
| Charity Colahan Donnan | 2404164 | 1 | 01/23/2001 | Customer Dispute | Withdrawn | $7,106.00 | $0.00 | See FINRA Report |