Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capitol Securities Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Allen Hunter | 4558583 | 1 | 11/07/2016 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| George Ancil Harbour | 1489367 | 1 | 11/07/2016 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Patrick Anthony Dagostino | 3005174 | 2 | 01/04/2016 | Customer Dispute | Closed-No Action | $46,437.40 | $0.00 | See FINRA Report |
| David Marc Papilsky | 1325236 | 2 | 01/14/2014 | Customer Dispute | Closed-No Action | $115,000.00 | $0.00 | See FINRA Report |
| Christopher J Cowans | 1684420 | 8 | 11/13/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Judy Roland Drake | 1012673 | 2 | 12/16/2009 | Customer Dispute | Closed-No Action | $141,620.00 | $0.00 | See FINRA Report |
| William Edward Richardson | 1359983 | 1 | 06/27/2003 | Customer Dispute | Closed-No Action | $57,000.00 | $0.00 | See FINRA Report |
| Steven Francis Marascia | 1010674 | 1 | 06/23/1998 | Customer Dispute | Closed-No Action | $13,119.30 | $0.00 | See FINRA Report |