Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capitol Securities Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Leonard Briggs | 1422021 | 3 | 09/15/2009 | Customer Dispute | Award / Judgment | $250,000.00 | $250,000.00 | See FINRA Report |
| Brett Stephen Briggs | 1226255 | 10 | 04/21/2006 | Customer Dispute | Award / Judgment | $1,150,000.00 | $2,529.00 | See FINRA Report |
| Norman Kenneth Marshall | 715607 | 2 | 03/15/2000 | Customer Dispute | Award / Judgment | $700,000.00 | $150,000.00 | See FINRA Report |
| Louis Anthony Pepe | 2296683 | 2 | 11/22/1994 | Customer Dispute | Award / Judgment | $6,720.00 | $3,360.00 | See FINRA Report |
| William Holmes Stewart | 1741754 | 1 | 01/01/1989 | Customer Dispute | Award / Judgment | $25,000.00 | $5,000.00 | See FINRA Report |