Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capitol Securities Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kent Eric Engelke | 1421164 | 3 | 08/24/2020 | Customer Dispute | Settled | $168,000.00 | $0.00 | See FINRA Report |
| Robert Carter Knobel | 2565979 | 1 | 03/09/2018 | Customer Dispute | Settled | $40,366.00 | $0.00 | See FINRA Report |
| Ian Greenblatt | 2276966 | 5 | 08/21/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Alan Walton Sharpe | 2011593 | 1 | 06/06/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Kent Eric Engelke | 1421164 | 3 | 12/21/2016 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Paul Allen Bedinger | 719792 | 1 | 04/22/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher J Cowans | 1684420 | 8 | 12/22/2015 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Patrick Anthony Dagostino | 3005174 | 2 | 01/22/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Stuart Jay Knobel | 272498 | 3 | 09/26/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jerry Gayle Alley | 1571590 | 3 | 11/20/2013 | Customer Dispute | Settled | $485,000.00 | $0.00 | See FINRA Report |