Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capitol Securities Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Carmine Cioffi | 2638642 | 1 | 05/24/2017 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Louis Anthony Pepe | 2296683 | 2 | 02/07/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Brian Moran | 1180416 | 7 | 10/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcus D Gersbach | 2322061 | 1 | 12/12/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Leonard Briggs | 1422021 | 3 | 02/27/2013 | Customer Dispute | Denied | $291,146.00 | $0.00 | See FINRA Report |
| Robert Marc McKoy | 2178904 | 2 | 11/05/2008 | Customer Dispute | Denied | $64,576.50 | $0.00 | See FINRA Report |
| George Arthur Gagnon | 216431 | 1 | 08/14/2008 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Mark Alan Outten | 2595283 | 1 | 10/29/2007 | Customer Dispute | Denied | $10,336.00 | $0.00 | See FINRA Report |
| Jason Todd Ferree | 3235157 | 1 | 06/27/2007 | Customer Dispute | Denied | $15,474.60 | $0.00 | See FINRA Report |
| Ian Greenblatt | 2276966 | 5 | 09/06/2005 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |