Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantella & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melody Vuicich Kump | 1709383 | 1 | 04/04/2017 | Customer Dispute | Settled | $24,134.00 | $0.00 | See FINRA Report |
| James Ernest Joly | 2193463 | 6 | 08/20/2012 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| John Paul Destefanis | 1716919 | 8 | 08/15/2008 | Customer Dispute | Settled | $9,360.00 | $0.00 | See FINRA Report |
| John Paul Destefanis | 1716919 | 8 | 08/15/2008 | Customer Dispute | Settled | $23,590.00 | $0.00 | See FINRA Report |
| Prent Charles Houck | 4768554 | 2 | 04/21/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Preston Gerard Galarneau | 706356 | 1 | 06/12/2003 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Van Raphael Neely | 2648551 | 1 | 12/17/2001 | Customer Dispute | Settled | $90,388.00 | $0.00 | See FINRA Report |
| Deborah L Galarneau | 1931539 | 2 | 03/20/1996 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Michael John Mella | 1295629 | 1 | 08/28/1995 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| John Michael Salley | 870106 | 3 | 10/21/1993 | Customer Dispute | Settled | $86,067.00 | $0.00 | See FINRA Report |