Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantella & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William A Fochi | 1773450 | 4 | 10/06/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Stockwell | 6398497 | 4 | 02/18/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Stockwell | 6398497 | 4 | 10/06/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark William Menard | 2066519 | 2 | 06/01/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Stockwell | 6398497 | 4 | 08/01/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Daniel Devicci | 836377 | 1 | 01/05/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrews | 6227932 | 2 | 04/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William A Fochi | 1773450 | 4 | 09/19/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Bradley Martin | 1704674 | 1 | 08/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Destefanis | 1716919 | 8 | 05/28/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |