Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantella & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Robert Barcomb | 2434495 | 2 | 06/21/2021 | Customer Dispute | Denied | $5,300.00 | $0.00 | See FINRA Report |
| James Robert Barcomb | 2434495 | 2 | 10/22/2020 | Customer Dispute | Denied | $15,916.50 | $0.00 | See FINRA Report |
| James Ernest Joly | 2193463 | 6 | 04/21/2020 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| James Ernest Joly | 2193463 | 6 | 06/11/2019 | Customer Dispute | Denied | $84,687.00 | $0.00 | See FINRA Report |
| James Ernest Joly | 2193463 | 6 | 09/22/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Ernest Joly | 2193463 | 6 | 08/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kerry Earl Castonguay | 4978306 | 1 | 02/20/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Andre Walter Korogodon | 1359773 | 1 | 05/12/2004 | Customer Dispute | Denied | $38,502.00 | $0.00 | See FINRA Report |
| Deborah L Galarneau | 1931539 | 2 | 06/06/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Alan Lee Supp | 2702624 | 2 | 05/01/2001 | Customer Dispute | Denied | $9,100.00 | $0.00 | See FINRA Report |