Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantella & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Joseph Foltz | 5270240 | 1 | 04/11/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Carol Ann Sumoski | 6290355 | 1 | 12/03/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daryl Miller | 2706426 | 1 | 02/25/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |