Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantella & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Edward Crayton | 6195331 | 1 | 03/15/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Charles Irr | 2569669 | 1 | 03/15/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William A Fochi | 1773450 | 4 | 10/06/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert Barcomb | 2434495 | 2 | 06/21/2021 | Customer Dispute | Denied | $5,300.00 | $0.00 | See FINRA Report |
| Elizabeth Stockwell | 6398497 | 4 | 02/18/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William A Fochi | 1773450 | 4 | 12/07/2020 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| James Robert Barcomb | 2434495 | 2 | 10/22/2020 | Customer Dispute | Denied | $15,916.50 | $0.00 | See FINRA Report |
| Elizabeth Stockwell | 6398497 | 4 | 10/06/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark William Menard | 2066519 | 2 | 06/01/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Ernest Joly | 2193463 | 6 | 04/21/2020 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |