Our Staff has compiled our research into a database of FINRA Broker Disclosures for Founders Financial Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stevin Lindsay Moses | 2864303 | 3 | 10/14/2015 | Customer Dispute | Settled | $257,000.00 | $0.00 | See FINRA Report |
| David Reid | 4853412 | 1 | 07/28/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Roberts | 4533614 | 1 | 09/12/2013 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Timmick | 3212857 | 2 | 04/17/2012 | Customer Dispute | Settled | $37,758.70 | $0.00 | See FINRA Report |
| Thomas Matthew Archer | 2776670 | 1 | 10/13/2011 | Customer Dispute | Settled | $123,187.00 | $0.00 | See FINRA Report |
| Dale Douglas Schacht | 1265141 | 2 | 09/30/2010 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Michael Sam Bommarito | 2240052 | 3 | 06/16/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Timothy James Warnock | 4286210 | 1 | 06/05/2007 | Customer Dispute | Settled | $26,971.90 | $0.00 | See FINRA Report |
| Manuel Medeiros Goulart | 2751714 | 3 | 03/27/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dale Douglas Schacht | 1265141 | 2 | 12/09/2004 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |