Our Staff has compiled our research into a database of FINRA Broker Disclosures for Founders Financial Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nick Charles Hoffmann | 2114796 | 4 | 07/28/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan M Rigg | 5117040 | 3 | 10/09/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |