Our Staff has compiled our research into a database of FINRA Broker Disclosures for Founders Financial Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nick Charles Hoffmann | 2114796 | 4 | 11/13/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David S Ryan | 5499913 | 1 | 12/13/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clyde Warren Ford | 4700006 | 2 | 09/05/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stevin Lindsay Moses | 2864303 | 3 | 03/07/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter James Potestato | 2195974 | 2 | 08/23/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Ralph Gosen | 1889470 | 3 | 08/31/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy James Lay | 4328783 | 1 | 09/21/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Joseph Siano | 1273119 | 3 | 08/31/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter James Potestato | 2195974 | 2 | 12/02/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |