Our Staff has compiled our research into a database of FINRA Broker Disclosures for Founders Financial Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William David Kessler | 1645594 | 1 | 03/05/2019 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Alexander Ho Lim | 1862168 | 1 | 01/19/2017 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Stevin Lindsay Moses | 2864303 | 3 | 03/07/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nick Charles Hoffmann | 2114796 | 4 | 08/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Manuel Medeiros Goulart | 2751714 | 3 | 11/15/2011 | Customer Dispute | Denied | $17,207.00 | $0.00 | See FINRA Report |
| Bradley Matthew Shepherd | 2303045 | 1 | 09/29/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffery Ralph Gosen | 1889470 | 3 | 07/27/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Manuel Medeiros Goulart | 2751714 | 3 | 02/05/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Luis E Padilla | 4628614 | 1 | 06/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Albert Lampert | 2024000 | 1 | 12/06/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |