Our Staff has compiled our research into a database of FINRA Broker Disclosures for Founders Financial Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raffaele Nicholas Mazzone | 7260631 | 1 | 01/10/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nick Charles Hoffmann | 2114796 | 4 | 07/28/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Timmick | 3212857 | 2 | 08/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan M Rigg | 5117040 | 1 | 10/09/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |