Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Independent Securities Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Richard Cronin | 2256792 | 6 | 04/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Charles Waller | 2800386 | 1 | 01/29/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Richard Cronin | 2256792 | 6 | 07/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Richard Cronin | 2256792 | 6 | 07/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Richard Cronin | 2256792 | 6 | 03/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Richard Cronin | 2256792 | 6 | 02/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Rex Bradley | 2020732 | 2 | 12/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Richard Cronin | 2256792 | 6 | 11/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Yolanda K Brown | 6527512 | 1 | 05/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Rex Bradley | 2020732 | 2 | 07/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |