Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Independent Securities Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Glenn Thomas Colangelo | 3182753 | 3 | 04/21/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
Ryan Shane Carlson | 4209072 | 1 | 03/29/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Bienstock | 2234694 | 3 | 12/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Bienstock | 2234694 | 3 | 12/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Bienstock | 2234694 | 3 | 12/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eric Dean Rolshoven | 1601679 | 4 | 11/14/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Tracee Alane Adams | 5858361 | 1 | 09/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
John Richard Cronin | 2256792 | 6 | 04/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Sam Pieh | 1321892 | 10 | 04/03/2017 | Customer Dispute | Settled | $96,407.00 | $0.00 | See FINRA Report |
Cyla Fromm-Minett | 2383836 | 1 | 03/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |