Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Independent Securities Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Shane Carlson | 4209072 | 1 | 03/29/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cyla Fromm-Minett | 2383836 | 1 | 03/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Dean Rolshoven | 1601679 | 4 | 08/04/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brandyn Duwayne Hendrickson | 4557443 | 1 | 02/02/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Blackwell | 22729 | 9 | 06/20/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Reyheena Maria Faxon | 4219599 | 2 | 04/20/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Reyheena Maria Faxon | 4219599 | 2 | 09/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Blackwell | 22729 | 9 | 01/04/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sam Pieh | 1321892 | 10 | 01/15/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Blackwell | 22729 | 9 | 05/05/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |