Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Independent Securities Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry James Darvin | 61143 | 4 | 04/18/2006 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Sam Pieh | 1321892 | 10 | 05/07/2002 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Barry James Darvin | 61143 | 4 | 01/30/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |