Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Independent Securities Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tracee Alane Adams | 5858361 | 1 | 09/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Dean Rolshoven | 1601679 | 4 | 05/08/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pamela Krystal Mah | 4884493 | 1 | 02/17/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sam Pieh | 1321892 | 10 | 05/16/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Bryant Keith | 2218727 | 1 | 12/15/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sam Pieh | 1321892 | 10 | 12/03/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |