Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantor Fitzgerald & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Elliot Kaplan | 2618079 | 1 | 11/17/2022 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Riaz Husain Haidri | 2542194 | 1 | 03/24/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Seth Michael Warshaw | 5287542 | 1 | 11/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Grenville Reed Day | 5194046 | 1 | 11/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Slater Carberry | 2717703 | 1 | 08/01/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel I Berthiaume | 2613400 | 1 | 01/24/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Dale Whitener | 1040853 | 3 | 05/29/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Dale Whitener | 1040853 | 3 | 10/24/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |