Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantor Fitzgerald & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Londono | 2484630 | 3 | 06/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alejandro Silva | 6519686 | 1 | 04/09/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Thomas Connor | 1712121 | 1 | 11/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Londono | 2484630 | 3 | 06/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Hayslett | 7396958 | 1 | 06/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Elliot Kaplan | 2618079 | 1 | 11/17/2022 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Mihir Kishore Jobalia | 3278151 | 2 | 04/04/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mihir Kishore Jobalia | 3278151 | 2 | 12/13/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jacob Weinig | 4997210 | 1 | 07/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Riaz Husain Haidri | 2542194 | 1 | 03/24/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |