Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantor Fitzgerald & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mihir Kishore Jobalia | 3278151 | 2 | 04/04/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mihir Kishore Jobalia | 3278151 | 2 | 12/13/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mellawi Isaac Berhane | 5540927 | 1 | 09/02/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Riaz Husain Haidri | 2542194 | 1 | 03/24/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Londono | 2484630 | 1 | 02/01/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Seth Michael Warshaw | 5287542 | 1 | 11/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Moss | 6985732 | 1 | 08/04/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Scott Miller | 2654063 | 1 | 06/22/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Thomas Connor | 1712121 | 1 | 03/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sarah C Honhold | 6286866 | 1 | 03/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |