Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantor Fitzgerald & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Riaz Husain Haidri | 2542194 | 1 | 03/24/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Seth Michael Warshaw | 5287542 | 1 | 11/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Joseph Leathers | 1130777 | 1 | 04/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alfred Rhea | 2451736 | 1 | 01/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Grenville Reed Day | 5194046 | 1 | 11/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ron Jacoby | 2033977 | 6 | 10/03/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hari Chandra | 3083554 | 1 | 09/17/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert John Dentice | 4569175 | 2 | 12/12/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel I Berthiaume | 2613400 | 1 | 01/24/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Dale Whitener | 1040853 | 3 | 05/29/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |