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FINRA Broker Disclosures for Cantor Fitzgerald & Co.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantor Fitzgerald & Co.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ron Jacoby2033977501/21/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Ron Jacoby2033977501/11/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Howard William Lutnick1157026212/09/2010Customer DisputeSettled$430,000,000.00$0.00See FINRA Report
Thomas Anzalone1161513112/09/2010Customer DisputeSettled$430,000,000.00$0.00See FINRA Report
Stephen Marcus Merkel2366318112/09/2010Customer DisputeSettled$430,000,000.00$0.00See FINRA Report
Ron Jacoby2033977504/15/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Ron Jacoby2033977503/31/2008Customer DisputeSettled$500,000.00$0.00See FINRA Report
Andrew Jon Bell3021139103/13/2000Customer DisputeDenied$0.00$0.00See FINRA Report
Peter Alan Rosenthal2293420112/31/1997Customer DisputeDenied$2,513.28$0.00See FINRA Report
Howard William Lutnick1157026201/10/1992Customer DisputeSettled$1,000,000.00$0.00See FINRA Report

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