Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantor Fitzgerald & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ron Jacoby | 2033977 | 5 | 01/21/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Ron Jacoby | 2033977 | 5 | 01/11/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Howard William Lutnick | 1157026 | 2 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
Thomas Anzalone | 1161513 | 1 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
Stephen Marcus Merkel | 2366318 | 1 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
Ron Jacoby | 2033977 | 5 | 04/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Ron Jacoby | 2033977 | 5 | 03/31/2008 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Andrew Jon Bell | 3021139 | 1 | 03/13/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Peter Alan Rosenthal | 2293420 | 1 | 12/31/1997 | Customer Dispute | Denied | $2,513.28 | $0.00 | See FINRA Report |
Howard William Lutnick | 1157026 | 2 | 01/10/1992 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |