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FINRA Broker Disclosures for Cantor Fitzgerald & Co.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantor Fitzgerald & Co.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kevin Scott Miller2654063106/22/2018CriminalFinal Disposition$0.00$0.00See FINRA Report
Adam Justin6353396111/24/2013CriminalFinal Disposition$0.00$0.00See FINRA Report
Duncan Lamar Baker7075795105/11/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Steven Kurtis Pointer5654774103/29/2007CriminalFinal Disposition$0.00$0.00See FINRA Report
Bradford Meikle2763611103/15/2007CriminalFinal Disposition$0.00$0.00See FINRA Report
Luke Matthew Mercadante5815107109/26/2001CriminalFinal Disposition$0.00$0.00See FINRA Report
Richard Bierbaum5010470205/28/2001CriminalFinal Disposition$0.00$0.00See FINRA Report
Brian Keith White4495357109/16/1999CriminalFinal Disposition$0.00$0.00See FINRA Report
Lizy Elizabeth Chandy Khalfan4196096103/21/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Christopher James Muse3113594111/19/1995CriminalFinal Disposition$0.00$0.00See FINRA Report

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