Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sagepoint Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Arthur Payant | 845353 | 5 | 02/21/2022 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Gloria Helen Homans | 868164 | 2 | 08/02/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Scott Howard Wolters | 847713 | 2 | 01/08/2013 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Eric Young Sin | 1918393 | 1 | 11/07/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Christopher Walkup | 2258065 | 2 | 09/01/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Glenn Pearson Lyons | 4661216 | 1 | 07/03/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Bulluck | 4262200 | 1 | 07/03/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Edward Thomas Coda | 1776811 | 4 | 11/03/2004 | Customer Dispute | Withdrawn | $120,241.00 | $0.00 | See FINRA Report |
| Steven Wayne Stremick | 2737392 | 3 | 06/23/2004 | Customer Dispute | Withdrawn | $6,098.67 | $0.00 | See FINRA Report |
| Steven John Sell | 2069383 | 5 | 09/09/2003 | Customer Dispute | Withdrawn | $257,570.00 | $0.00 | See FINRA Report |