Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sagepoint Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Ann Lewis | 3041184 | 1 | 01/06/2023 | Customer Dispute | Pending | $17,000.00 | $0.00 | See FINRA Report |
| Brian Farrel Springberg | 2646085 | 1 | 10/04/2022 | Customer Dispute | Pending | $31,026.00 | $0.00 | See FINRA Report |
| Michael David Chernoff | 844939 | 2 | 09/22/2022 | Customer Dispute | Pending | $90,000.00 | $0.00 | See FINRA Report |
| Kamran Christopher Aghili | 2751573 | 1 | 09/01/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| James Harry MacKellar | 803007 | 1 | 08/22/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| George Robert Veater | 1482361 | 7 | 04/04/2022 | Customer Dispute | Pending | $137,000.00 | $0.00 | See FINRA Report |
| Thomas Arthur Payant | 845353 | 5 | 02/21/2022 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Christopher R Bice | 3222439 | 5 | 02/09/2022 | Customer Dispute | Denied | $7,600.00 | $0.00 | See FINRA Report |
| Swan Sihua Shen | 3036612 | 7 | 02/02/2022 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Randall Leigh Raymond | 1041994 | 2 | 11/10/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |