Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sagepoint Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Ann Lewis | 3041184 | 1 | 01/06/2023 | Customer Dispute | Pending | $17,000.00 | $0.00 | See FINRA Report |
| Brian Farrel Springberg | 2646085 | 1 | 10/04/2022 | Customer Dispute | Pending | $31,026.00 | $0.00 | See FINRA Report |
| Michael David Chernoff | 844939 | 2 | 09/22/2022 | Customer Dispute | Pending | $90,000.00 | $0.00 | See FINRA Report |
| Kamran Christopher Aghili | 2751573 | 1 | 09/01/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| James Harry MacKellar | 803007 | 1 | 08/22/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Bentley | 6531731 | 2 | 04/12/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Robert Veater | 1482361 | 7 | 04/04/2022 | Customer Dispute | Pending | $137,000.00 | $0.00 | See FINRA Report |
| John Iszard | 1729986 | 4 | 03/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Arthur Payant | 845353 | 5 | 02/21/2022 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Henry Charles Kochan | 1622084 | 1 | 02/11/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |