Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sagepoint Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Scott Stegman | 2678939 | 1 | 04/25/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Edward Campau | 6921073 | 1 | 08/06/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Martinez | 5787568 | 2 | 06/19/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary William Johnson | 7121623 | 1 | 04/09/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler Joseph MacEk | 7241626 | 1 | 07/30/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sonja Sifner | 5092561 | 1 | 01/14/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zach Michael Strube | 6345756 | 1 | 07/07/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derrick Bart Ossi | 6512640 | 1 | 03/21/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Francis Albert Lieberum | 4537120 | 1 | 12/10/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeff J Kim | 5466411 | 2 | 07/04/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |