Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sagepoint Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Casey Michael Broach | 4731305 | 2 | 03/09/2018 | Customer Dispute | Award / Judgment | $23,950.00 | $23,950.00 | See FINRA Report |
| Doreen Lea Weber | 1368639 | 3 | 02/17/2018 | Customer Dispute | Award / Judgment | $100,000.00 | $20,000.00 | See FINRA Report |
| Thomas Curtis Gray | 1693764 | 3 | 11/25/2013 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |
| Peter Ivan Michael Shusterman | 1460819 | 2 | 08/03/2009 | Customer Dispute | Award / Judgment | $482,000.00 | $488,260.00 | See FINRA Report |
| Angeli Aguila Forster | 1240168 | 2 | 06/19/2003 | Customer Dispute | Award / Judgment | $250,000.00 | $138,000.00 | See FINRA Report |
| Brian Paul Connor | 2602637 | 4 | 02/04/2003 | Customer Dispute | Award / Judgment | $11,874.00 | $11,448.00 | See FINRA Report |
| Timothy Jan Vanlohuizen | 2166867 | 9 | 08/16/1999 | Customer Dispute | Award / Judgment | $225,000.00 | $44,100.00 | See FINRA Report |