Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ray Michael Arndt | 6425336 | 1 | 01/22/2022 | Customer Dispute | Settled | $18,500.00 | $0.00 | See FINRA Report |
| Bruce Taylor Godke | 1733673 | 4 | 03/10/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kenneth Lawrence Osiwala | 2233338 | 3 | 06/13/2018 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Michael Shane Barber | 5028934 | 4 | 01/22/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alan Sentnor | 3024755 | 2 | 05/15/2012 | Customer Dispute | Settled | $14,310.00 | $0.00 | See FINRA Report |
| Jonathan Mark Fairbanks | 1237500 | 2 | 05/31/2011 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Michael Shane Barber | 5028934 | 4 | 03/21/2011 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Ford Christopher Droegemueller | 2117678 | 1 | 04/14/2009 | Customer Dispute | Settled | $24,873.00 | $0.00 | See FINRA Report |
| Bruce Taylor Godke | 1733673 | 4 | 12/16/2008 | Customer Dispute | Settled | $16,255.20 | $0.00 | See FINRA Report |
| Edward Joseph Bunting | 3027960 | 2 | 06/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |