Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Taylor Godke | 1733673 | 4 | 08/05/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lawrence Osiwala | 2233338 | 3 | 06/07/2016 | Customer Dispute | Closed-No Action | $42,356.00 | $0.00 | See FINRA Report |
| Tracy Aaron Zullo | 4293982 | 3 | 08/05/2002 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Davis Kowal | 817643 | 3 | 07/30/2001 | Customer Dispute | Closed-No Action | $18,821.00 | $0.00 | See FINRA Report |