Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julie Lan Cohen | 1424275 | 3 | 02/14/2019 | Customer Dispute | Award / Judgment | $0.00 | $727,000.00 | See FINRA Report |
| Timothy John McDermott | 3140950 | 1 | 10/29/2008 | Customer Dispute | Award / Judgment | $10,890.90 | $7,410.87 | See FINRA Report |