Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Jay Braunersrither | 2781939 | 1 | 02/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Craig Queen | 4136265 | 2 | 11/09/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Arthur Damiani | 5669491 | 1 | 08/01/2019 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Craig Queen | 4136265 | 2 | 11/04/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lawrence Osiwala | 2233338 | 3 | 11/04/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Craig Voss | 1029100 | 3 | 01/29/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |