Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ray Michael Arndt | 6425336 | 1 | 01/22/2022 | Customer Dispute | Settled | $18,500.00 | $0.00 | See FINRA Report |
| Paul M. Fiacable | 2670873 | 1 | 03/29/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mitchell Craig Voss | 1029100 | 3 | 12/15/2020 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Ryan Stephen Sabol | 4419285 | 2 | 12/15/2020 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Aaron T Jasper | 5016734 | 2 | 12/15/2020 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Julie Lan Cohen | 1424275 | 3 | 12/15/2020 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Matthew Craig Queen | 4136265 | 2 | 11/09/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Taylor Godke | 1733673 | 4 | 03/10/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Bruce Taylor Godke | 1733673 | 4 | 08/05/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mitchell Craig Voss | 1029100 | 3 | 08/01/2019 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |