Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Gregory Fausone | 7040390 | 1 | 05/15/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eamon Patrick McCooey | 1762536 | 1 | 01/06/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin J Farley | 5180217 | 1 | 05/09/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle M Bodenshok | 4110361 | 1 | 12/23/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Krudop | 2376067 | 2 | 03/06/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Krudop | 2376067 | 2 | 04/25/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Kinney | 1624831 | 1 | 08/07/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |