Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sachin Bose | 7591345 | 1 | 08/02/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Blakey | 7342846 | 1 | 11/20/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Papadopulos | 6664908 | 1 | 08/19/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Baldelli | 7234112 | 1 | 07/31/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathalie R Ionescu | 6117515 | 1 | 09/14/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kosta Tasoulis | 6634458 | 1 | 09/12/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Robert McLoughlin | 2451454 | 2 | 12/23/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Stephen Spencer | 5299670 | 2 | 03/18/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Robert McLoughlin | 2451454 | 2 | 01/25/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Tom | 2636365 | 2 | 01/19/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |