Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesus Garcia | 7054623 | 1 | 08/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark A Boltz | 5132179 | 1 | 03/17/2020 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |