Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Byrnes | 5159801 | 1 | 05/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cecil Gervais Edwards | 7399257 | 1 | 12/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Servatius | 7400220 | 2 | 12/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Baer | 4155985 | 1 | 11/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sachin Bose | 7591345 | 1 | 08/02/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Stewart Boshart | 2439682 | 1 | 06/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Gregory Fausone | 7040390 | 1 | 05/15/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kirk L Meighan | 1882608 | 1 | 10/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrenia Kea | 2784348 | 2 | 05/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Bjorgaard | 7183898 | 1 | 03/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |