Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pieter van Zandt | 4147860 | 1 | 10/16/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jesus Garcia | 7054623 | 1 | 08/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ibsen Esqueda | 7713518 | 2 | 03/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ibsen Esqueda | 7713518 | 2 | 03/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Walsh | 5288327 | 1 | 02/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Byrnes | 5159801 | 1 | 05/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Rivera | 7182385 | 2 | 07/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Rivera | 7182385 | 2 | 07/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Kulinski | 7253344 | 2 | 06/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Kulinski | 7253344 | 2 | 03/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |