Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Baer | 4155985 | 1 | 11/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Dusseault | 6578770 | 1 | 11/19/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kirk Jon Walske | 1902848 | 3 | 08/15/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Braund | 3235520 | 1 | 09/09/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Justin Michael Lewis | 3000076 | 1 | 08/20/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |