Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Kevin Finnell | 4331026 | 3 | 12/22/2020 | Customer Dispute | Settled | $15,500.00 | $0.00 | See FINRA Report |
| Richard Kevin Finnell | 4331026 | 3 | 11/15/2020 | Customer Dispute | Settled | $15,500.00 | $0.00 | See FINRA Report |
| David Michael Horine | 6131437 | 1 | 07/15/2019 | Customer Dispute | Settled | $6,026.40 | $0.00 | See FINRA Report |
| Hector Alexis Romo | 6575365 | 1 | 12/21/2018 | Customer Dispute | Settled | $613,000.00 | $0.00 | See FINRA Report |
| Chad Braden Foster | 5683678 | 1 | 12/21/2018 | Customer Dispute | Settled | $613,000.00 | $0.00 | See FINRA Report |
| Eric Dow Brooks | 4653219 | 6 | 01/06/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Crawford Turner | 4103832 | 1 | 05/21/1998 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Martha Ann Litz | 1019352 | 1 | 01/27/1997 | Customer Dispute | Settled | $30,446.00 | $0.00 | See FINRA Report |
| Leonard Silvio Morano | 1684702 | 2 | 06/29/1995 | Customer Dispute | Settled | $14,500.00 | $0.00 | See FINRA Report |
| Leonard Silvio Morano | 1684702 | 2 | 05/06/1994 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |