Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mitchell Evan Valentine | 7872586 | 1 | 01/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Ottemann | 6572491 | 1 | 08/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Arreola Bravo | 7288922 | 4 | 12/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Pobiecke | 7610164 | 6 | 08/03/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Edward Reinmund | 7009616 | 3 | 05/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Paul Obest | 6340485 | 1 | 05/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Davis | 7899114 | 1 | 05/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Lou Alexander-Duvall | 4587370 | 6 | 03/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Edward Reinmund | 7009616 | 3 | 02/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Arreola Bravo | 7288922 | 4 | 12/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |