Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Gene Bechtold | 5020841 | 1 | 03/27/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Layton Dale Bicanovsky | 7414038 | 1 | 03/17/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Jay Arthur | 6228191 | 1 | 11/02/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Mitchell King | 6464263 | 1 | 01/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Leif Erickson | 7374789 | 1 | 04/08/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael McDuffie Norman | 4215302 | 2 | 03/09/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael McDuffie Norman | 4215302 | 2 | 05/28/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Pobiecke | 7610164 | 6 | 05/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Pobiecke | 7610164 | 6 | 05/08/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy J Rivard | 7271817 | 1 | 10/06/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |