Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole Lou Alexander-Duvall | 4587370 | 6 | 09/20/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Theodore Albert Manly | 6718835 | 2 | 06/15/2021 | Customer Dispute | Settled | $5,032.00 | $0.00 | See FINRA Report |
| Jeremy Allen Burrell | 5883302 | 1 | 02/21/2020 | Customer Dispute | Closed-No Action | $82,826.30 | $0.00 | See FINRA Report |
| David Michael Horine | 6131437 | 1 | 07/15/2019 | Customer Dispute | Settled | $6,026.40 | $0.00 | See FINRA Report |
| Steven Clay Eaton | 6011096 | 1 | 05/10/2019 | Customer Dispute | Closed-No Action | $1,078.07 | $0.00 | See FINRA Report |
| Hector Alexis Romo | 6575365 | 1 | 12/21/2018 | Customer Dispute | Settled | $613,000.00 | $0.00 | See FINRA Report |
| Chad Braden Foster | 5683678 | 1 | 12/21/2018 | Customer Dispute | Settled | $613,000.00 | $0.00 | See FINRA Report |
| Nicole Lou Alexander-Duvall | 4587370 | 6 | 09/30/2013 | Customer Dispute | Denied | $16,611.70 | $0.00 | See FINRA Report |
| Kelly Ruth Darby | 5978616 | 1 | 10/10/2012 | Customer Dispute | Closed-No Action | $24,801.00 | $0.00 | See FINRA Report |
| Nicole Lou Alexander-Duvall | 4587370 | 6 | 08/08/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |