Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathan William Neighbour | 6002878 | 3 | 05/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nathan William Neighbour | 6002878 | 3 | 05/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nathan William Neighbour | 6002878 | 3 | 05/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Samuel George Saied | 2995862 | 1 | 04/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mitchell Evan Valentine | 7872586 | 1 | 01/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander J Wilhelm | 6811248 | 1 | 11/02/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jakob Roundy | 6472465 | 1 | 01/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Ottemann | 6572491 | 1 | 08/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurtis Erwin Iseminger | 6971315 | 2 | 06/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher R Cook | 7039938 | 1 | 06/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |