Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Ottemann | 6572491 | 1 | 08/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurtis Erwin Iseminger | 6971315 | 2 | 06/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher R Cook | 7039938 | 1 | 06/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brendon Helms | 6690428 | 2 | 05/04/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brendon Helms | 6690428 | 2 | 05/04/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Stransky | 4984028 | 1 | 02/21/2022 | Customer Dispute | Closed-No Action | $3,266.29 | $0.00 | See FINRA Report |
| Maxton Joseph Stransky | 7372100 | 1 | 02/21/2022 | Customer Dispute | Closed-No Action | $3,266.29 | $0.00 | See FINRA Report |
| Scott John Long | 7517224 | 1 | 12/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Burdett Fleck | 5909318 | 1 | 06/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Edward Reinmund | 7009616 | 3 | 05/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |