Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Armstrong Wilkinson | 2592796 | 1 | 03/20/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| William Henry McCance | 1382957 | 2 | 11/27/2015 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Bernard Edward Nugent | 1209387 | 5 | 03/30/2011 | Customer Dispute | Settled | $64,000.00 | $0.00 | See FINRA Report |
| William Henry McCance | 1382957 | 2 | 12/16/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerry Malcolm Stuber | 855120 | 1 | 10/31/2005 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Michael Jay Dworetsky | 1158014 | 7 | 08/08/2004 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Wilder Douglas Carnes | 2891466 | 2 | 08/05/2002 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Bernard Edward Nugent | 1209387 | 5 | 03/13/2002 | Customer Dispute | Settled | $42,516.00 | $0.00 | See FINRA Report |
| Michael Jay Dworetsky | 1158014 | 7 | 01/14/2002 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Amy Ellen Clayton | 1241917 | 3 | 08/24/1998 | Customer Dispute | Settled | $19,642.80 | $0.00 | See FINRA Report |