Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hunter Scott Luke | 1348707 | 1 | 03/31/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bernard Edward Nugent | 1209387 | 5 | 02/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eugene Thomas Cindrich | 2444041 | 3 | 10/27/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |