Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ian Joseph Tollefsen | 3082890 | 1 | 04/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Thomas Cindrich | 2444041 | 3 | 12/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Ray Druckenmiller | 5191639 | 3 | 08/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Ray Druckenmiller | 5191639 | 3 | 10/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |